Kazia Therapeutics Annual Report 2021

2021 AT A GLANCE CHAIRMAN’S LETTER CEO’S REPORT KEY MILESTONES PIPELINE REVIEW PARTNER FOR SUCCESS WORK WITH THE BEST #2 IN THE KAZIA STORY FINANCIAL REPORTS Kazia Therapeutics Limited Annual Report 2021 71 SHAREHOLDER INFORMATION The shareholder information set out below was applicable at 17 August 2021. Range Total holders Number of shares 1 - 1,000 1,302 701,945 1,001 - 5,000 1,187 3,053,974 5,001 - 10,000 361 2,801,494 10,001 - 100,000 503 14,370,636 100,001 Over 94 111,084,160 Total 3,447 132,012,209 Holding less than a marketable parcel 412 58,259 EQUITY SECURITY HOLDERS The names of the twenty largest quoted equity security holders are listed below: Name Number of shares % HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED 52,263,824 40.32 WILLOUGHBY CAPITAL PTY LTD <WILLOUGHBY CAPITAL A/C> 15,500,000 11.96 BNP PARIBAS NOMINEES PTY LTD <AGENCY LENDING DRP A/C> 5,951,957 4.59 BNP PARIBAS NOMS PTY LTD <DRP> 5,342,372 4.12 CITICORP NOMINEES PTY LIMITED 2,926,720 2.26 MNA FAMILY HOLDINGS PTY LTD <HISHENK PTY LTD SUPER A/C> 1,920,000 1.48 NETWEALTH INVESTMENTS LIMITED <WRAP SERVICES A/C> 1,384,872 1.07 BNP PARIBAS NOMINEES PTY LTD ACF CLEARSTREAM 1,316,415 1.02 HISHENK PTY LTD 1,295,000 1.00 JAMPLAT PTY LTD 1,293,334 1.00 MR IAIN ROSS 1,000,001 0.77 MR PETER ALAN LUEDEKE + MRS JULIA LUEDEKE <LUEDEKE RETIREMENT FUND A/C> 650,000 0.50 MR FRANCIS SAMSON 570,000 0.44 MR TONY MARK ELDRIDGE + MRS ANITA MAREE ELDRIDGE <TM & AM ELDRIDGE SUPER A/C> 555,000 0.43 NATIONAL NOMINEES LIMITED 506,172 0.39 D & G BROWN INVESTMENTS PTY LIMITED 503,589 0.39 C & L JACKSON INVESTMENTS PTY LTD <JACKSON FAMILY S/FUND A/C> 479,001 0.37 INVIA CUSTODIAN PTY LIMITED <GSJBW MANAGED A/C> 454,988 0.35 EL CORONADO HOLDINGS 453,164 0.35 MR ROSS RICHARD EDDISON 450,000 0.35 94,816,409 73.15 SUBSTANTIAL HOLDERS Substantial holders of equity in the Company are: WILLOUGHBY CAPITAL PTY LTD <WILLOUGHBY CAPITAL A/C> 15,500,000 11.96 MNA FAMILY HOLDINGS PTY LTD <HISHENK PTY LTD SUPER A/C> 1,920,000 1.48 Platinum International Health Care Fund * 9,878,436 7.50 Quest Asset Partners * 11,101,710 8.40 38,400,146 29.34 * Held via a nominee VOTING RIGHTS The voting rights attached to ordinary shares are set out below: Ordinary shares On a show of hands every member present at a meeting in person or by proxy shall have one vote and upon a poll each share shall have one vote. There are no other classes of equity securities.